FINRA

FINRA

FINRA is dedicated to investor protection and market integrity

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#214 of 453
40 points

We regulate one critical part of the securities industry — brokerage firms doing business with the public in the United States. We provide surveillance and other regulatory services for equities and options markets, as well as trade reporting and other industry utilities. FINRA also administers a dispute resolution forum for investors and brokerage firms and their registered employees.

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